JSON

Swiss FINMA Warning List

Switzerland's financial regulator maintains and publishes a warning list of companies and individuals who may be carrying out unauthorised services.

FINMA checks the companies and individuals on its warning list to see if they are providing unauthorised services. The findings, however, have so far been inconclusive because the companies and individuals concerned have not complied with the requirement to provide information, or the information they provided is false. Moreover, when FINMA investigations reveal an imminent and considerable threat to investors, the providers involved are also entered in the list. The fact that a company is on FINMA’s warning list does not automatically mean that its activities are unlawful. Their entry in the list does, however, highlight the lack of authorisation. The companies and individuals in question will be removed from the list once FINMA has completed its investigations and taken any appropriate measures.

Data overview

Entities:
Total1,518
Searchable1,518
Targets1,518
Entity types:
Legal entities1,518
Countries:
Switzerland1,518
Publisher:Swiss Financial Market Supervisory Authority FINMA (Switzerland)

FINMA is Switzerland’s independent financial-markets regulator. Its mandate is to supervise banks, insurance companies, financial institutions, collective investment schemes, and their asset managers and fund management companies.

Collections:in Warrants and Criminal Entities · OpenSanctions Default
Information:www.finma.ch
Source data:www.finma.ch · JSON
Last changed:
Last checked: · updated daily

Bulk download

Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.

File nameExport typeSize
entities.ftm.jsonFollowTheMoney entities925.32 KB
names.txtTarget names text file32.28 KB
senzing.jsonSenzing entity format1.14 MB
statistics.jsonDataset statistics609 B
targets.nested.jsonTargets as nested JSON925.32 KB
targets.simple.csvTargets as simplified CSV432.71 KB

Help: Using the data · format reference · identifier use · commercial licensing

Using the API

You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.

Use the Reconciliation API in OpenRefine:
For full-text search, use the /search endpoint:
For entity matching, use the /match endpoint:

Recent additions

The following targeted entities have been added to this data source most recently:

AddedNameTypeCountries
AURAT SYSTEME AG in LiqLegal entitySwitzerland
Pixton AGLegal entitySwitzerland
www.capitalsecuritiesgroup.comLegal entitySwitzerland
LeverageSixLegal entitySwitzerland
Supercoin GrowthLegal entitySwitzerland
KesslerKochLegal entitySwitzerland
Ecurex GmbHLegal entitySwitzerland
Binary Index TradeLegal entitySwitzerland
BloxinvestLegal entitySwitzerland
www.youtrade-ecsa.comLegal entitySwitzerland
www.fayinvest.comLegal entitySwitzerland
Dynasty for CryptosLegal entitySwitzerland
Swiss Financial Insurance GmbHLegal entitySwitzerland
Nardine CapitalsLegal entitySwitzerland
OrbonexLegal entitySwitzerland