US OCC Enforcement Actions

The US banking regulator OCC publishes a list of companies and individuals against which punitive measures have been applied.

The OCC may take enforcement actions for violations of laws, rules or regulations, final orders or conditions imposed in writing; unsafe or unsound practices; and for breach of fiduciary duty by institution-affiliated parties (IAPs). Read more...

Data overview

Entity types:
United States5,661
Publisher:Office of the Comptroller of the Currency (United States)

The OCC charters, regulates, and supervises all national banks and federal savings associations as well as federal branches and agencies of foreign banks. The OCC is an independent bureau of the U.S. Department of the Treasury.

Collections:in Warrants and Criminal Entities · OpenSanctions Default
Source data:apps.occ.gov · JSON
Last changed:
Last checked: · updated daily

Bulk download

Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.

File nameExport typeSize
entities.ftm.jsonFollowTheMoney entities5.38 MB
names.txtTarget names text file97.39 KB
senzing.jsonSenzing entity format3.19 MB
source.jsonSource data4.06 MB
statistics.jsonDataset statistics1.03 KB
targets.nested.jsonTargets as nested JSON6.05 MB
targets.simple.csvTargets as simplified CSV1.07 MB

Help: Using the data · format reference · identifier use · commercial licensing

Using the API

You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.

Use the Reconciliation API in OpenRefine:
For full-text search, use the /search endpoint:
For entity matching, use the /match endpoint:

Recent additions

The following targeted entities have been added to this data source most recently:

Stephen AdamsPersonUnited States
Jonathan KolkPersonUnited States
Cole MannPersonUnited States
Chimere MitchellPersonUnited States
Aaron ParsonsPersonUnited States
Colleen KimmelPersonUnited States
Nyema'sha TaylorCompanyUnited States
Francis Andujar VelazquezPersonUnited States
Mirsha WilsonPersonUnited States
Bank of Brenham, National AssociationCompanyUnited States
David WalterPersonUnited States
The First National Bank of ShinerCompanyUnited States
Luis FigueroaPersonUnited States
North Side FS & LA of ChicagoCompanyUnited States
Jackson FS & LACompanyUnited States