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US Public Alert: Unregistered Soliciting Entities (PAUSE)

Entities that falsely claim to be registered, licensed, and/or located in the United States, to be regulators, or impersonate genuine firms.

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

You should be aware that the PAUSE lists do not include all unregistered entities, impersonators of genuine firms, fake regulators, or entities that have been the subject of complaints received by the SEC. Also, you should understand that the inclusion of a name on these lists does not mean that the SEC has concluded that a violation of the US securities laws has occurred or that the SEC has made any judgment about the merits of the securities being offered by these entities.

You can view the official SEC release describing and providing more details about this list. If you have information, questions or comments about the entities on this list, submit a question or complaint to the SEC.

Data overview

Entities:
Total3,160
Searchable1,577
Targets1,577
Entity types:
Companies1,346
Legal entities231
Publisher:US Securities and Exchange Commission (SEC) (United States)

The federal securities laws empower the Securities and Exchange Commission (SEC) with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation.

Collections:in Warrants and Criminal Entities · OpenSanctions Default
Information:www.sec.gov
Source data:www.sec.gov · HTML
Last changed:
Last checked: · updated daily

Bulk download

Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.

File nameExport typeSize
entities.ftm.jsonFollowTheMoney entities1.83 MB
names.txtTarget names text file40.92 KB
senzing.jsonSenzing entity format1,022.55 KB
statistics.jsonDataset statistics777 B
targets.nested.jsonTargets as nested JSON1.85 MB
targets.simple.csvTargets as simplified CSV613.75 KB

Help: Using the data · format reference · identifier use · commercial licensing

Using the API

You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.

Use the Reconciliation API in OpenRefine:
For full-text search, use the /search endpoint:
For entity matching, use the /match endpoint:

Recent additions

The following targeted entities have been added to this data source most recently:

AddedNameTypeCountries
Welborn Capital & Partners LLC, a.k.a. Welborn Capital (sic) LLC, a.k.a. Welborn Capital Partners Inc.Company
United States Securities Regulatory Commission (sic)Legal entity
SWFinvestguide Financial Services Inc.CompanySwitzerland
Global Alliance Insurance CompanyCompany
Hot Binary247Company
247Crypto TradeCompany
Pex Global Inc.Company
Taylor Stuart Financial Inc.Company
Hopewood and CompanyCompany
Glendale Management GroupCompany
Mergers & Acquisitions Law GroupCompany
Bit-Vaults Investments LtdCompany
EztradeFXCompany
Transfer Securities Inc.Company
TTBD TradersCompany