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UBS AG Stamford Branch

Financial crime · Bank

UBS AG Stamford Branch is an entity of interest. It has not been found on international sanctions lists.

Type	Company				[sources]
Name	UBS AG Stamford Br · UBS AG Stamford Branch				[sources]
Incorporation date	not available				[sources]
Jurisdiction	not available				[sources]
Country	United States				[sources]
Registration number	`80135`				[sources]
Address	Stamford, CT · Stamford, Connecticut, USA				[sources]
Last change	2024-12-05	Last processed	2024-12-17	First seen	2023-04-20

Address
Full address	Country
Stamford, CT	-

Sanctions
Authority	Program	Start date	End date
Office of the Comptroller of the Currency	Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)	2017-06-05	-
Office of the Comptroller of the Currency	Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)	2018-05-31	-
Federal Reserve Board	-	2015-05-20	2021-09-23

The US banking regulator OCC publishes a list of companies and individuals against which punitive measures have been applied.

United States · OCC

Enforcement actions against entities and individuals for violations of laws, rules, or regulations

United States · FRB

Source data IDs: us-fed-b83012c99fe19ac7ab5f5e3908be8f5d09377217 · us-occ-80135-ubs-ag-stamford-branch · us-occ-80135-ubs-ag-stamford-br

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